Exchange Compliance & Reporting
The Axon market data compliance platform reduces your market data compliance risk
Many firms struggle with the ever-increasing complexity and variety of stock exchange policies and administration requirements.
Axon’s technology platform is disrupting market data management practices with its automated processes designed by industry-leading experts with a focus on automating compliance, reporting and policy management.
The platform consists of PEAR, ACT, ADS, ADP and ACR, which provide a consolidated approach to market data management – driving efficiency and productivity.
PEAR
At the core of Axon’s solution is the Axon knowledge base - PEAR (Policies, Explanations, Analytics, Repository). PEAR is an industry leading exchange compliance database that provides you with a consolidated view of the latest stock exchange information, including policies and pricing in a searchable online database – an invaluable tool for any market data team.
Benefits
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Full policy & pricing history
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Global exchange coverage
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Cost-saving policies highlighted
ACT
The Application Compliance Tool (ACT) is a fully customizable application workflow tool for managing the recertification and onboarding process of proprietary market data applications. ACT provides you with a clear and dynamic view of the exchange compliance obligations for all your firm’s applications.
Benefits
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Identifies licensing requirements based upon application market data usage
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Identifies market data pricing & policy changes
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Provides a customizable view of announcements
ADS
The Axon Declaration Service (ADS) provides an outsourced solution for your exchange and vendor reporting process. The ADS solution takes care of the time-consuming elements of preparing exchange and vendor declarations through the implementation of comprehensive, client-specific rule sets.
Benefits
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Ongoing management of exchange & client-specific rules
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Audit-friendly reports ensuring compliance
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Maximizes the benefits of netting programs & fee waivers
ADP
The Axon Declaration Portal (ADP) is a white label solution that provides market data vendors and exchanges with the ability to streamline the collection and management of market data usage declarations via a web portal. ADP delivers a simple, yet comprehensive online solution to market data reporting.
Benefits
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Consolidated view of current declarations & trend analysis
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Provides an auditable process
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Streamlines market data usage reporting
ACR
Supported by the content from PEAR, the Axon Compliance Review (ACR) offers complete transparency into your firm’s licensing and reporting requirements. ACR helps firms establish where they sit within the market data compliance spectrum, and makes recommendations for savings, efficiencies and process improvements.
Benefits
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Identifies netting & other potential cost saving strategies
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Populates licences & apps in PEAR & ACT
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Complete view of your market data environment
Policy Updates - Year to Date
Licence/Data Charge Changes
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Policy Documents Monitored by Axon
Ready for the next step? We think you are!
Whether you are a Tier 1 investment bank, an exchange or a hedge fund. Axon's technology platform can help any firm to reduce their market data compliance risk.
